Timothy Ralph Franks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Ralph Franks ( ), a licensed former licensee with CE reference APJ600. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-13 | 2011-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-23 | 2010-09-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-09 | 2010-05-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-09 | 2010-05-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-09 | 2010-05-03 |