Yue Pang Mok
莫禹鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Pang Mok (莫禹鵬), a licensed Responsible Officer with CE reference APJ712. Currently licensed at 1 firm(s): TradeMaster Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 9 — Asset management | 2021-11-12 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-26 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-10-26 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-01 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-08-01 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-10-26 | 2021-11-12 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-18 | 2017-08-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-10 | 2011-10-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-10 | 2011-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-09 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-09 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2008-09-29 |