Alvin Tin Yam Wong
黃天任
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Tin Yam Wong (黃天任), a licensed Responsible Officer with CE reference APK149. Currently licensed at 1 firm(s): Rosun Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosun Capital Limited 榮晟資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-19 | present |
| Rosun Capital Limited 榮晟資本有限公司 |
RO | Type 4 — Advising on securities | 2025-11-19 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-10-12 | 2025-08-29 |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 9 — Asset management | 2022-10-12 | 2025-08-29 |
| Tiger Faith Securities Limited 駿達證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-19 | 2022-08-08 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-19 | 2022-08-08 |
| Tiger Faith Securities Limited 駿達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-31 | 2022-07-19 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-31 | 2022-07-19 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-31 | 2022-08-08 |
| KuCoin Commodity Futures Limited | RO | Type 5 — Advising on futures contracts | 2021-08-12 | 2022-04-30 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2021-03-24 | 2022-04-30 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2021-03-24 | 2022-04-30 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2020-04-17 | 2022-04-30 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2020-04-17 | 2022-04-30 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2020-03-19 | 2020-04-17 |
| Ever-Long Futures Limited 長雄期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-24 | 2020-03-13 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-10 | 2020-03-13 |
| Ever-Long Futures Limited 長雄期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-10 | 2019-05-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-09 | 2018-10-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-25 | 2018-10-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-25 | 2018-10-30 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-08 | 2017-07-18 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-08 | 2017-07-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-20 | 2015-06-24 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-20 | 2015-06-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2015-04-06 |