Chi Hung Ng
吳子雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hung Ng (吳子雄), a licensed Responsible Officer with CE reference APK407. Currently licensed at 1 firm(s): Patrons Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-23 | present |
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 4 — Advising on securities | 2023-11-23 | present |
| Patrons Securities Limited 百惠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-05 | 2023-11-23 |
| Patrons Securities Limited 百惠證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-05 | 2023-11-23 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-11 | 2022-02-19 |
| Hafoo Futures Limited 哈富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-18 | 2022-02-19 |
| Hafoo Futures Limited 哈富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-18 | 2022-02-19 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-19 | 2022-02-19 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-28 | 2016-02-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-16 | 2014-06-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-16 | 2014-06-15 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2013-12-06 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2013-12-06 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-03 | 2013-12-06 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-21 | 2012-06-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-07 | 2011-10-19 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-07 | 2011-10-19 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2009-06-18 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-16 | 2009-06-18 |