Nan (SFC:APL005) Sheng
盛楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:APL005) Sheng (盛楠), a licensed former licensee with CE reference APL005. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2016-04-28 | 2023-01-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-28 | 2023-01-31 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2016-04-28 | 2023-01-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-28 | 2023-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-07-26 | 2013-08-24 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-24 | 2012-07-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-20 | 2011-09-30 |