Yu (SFC:APL081) Chen
陳宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:APL081) Chen (陳宇), a licensed former licensee with CE reference APL081. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-20 | 2015-09-01 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-20 | 2015-09-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2010-05-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-17 | 2010-05-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-08-17 | 2010-05-28 |