Raymond Waikit Yu
余瑋傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Waikit Yu (余瑋傑), a licensed Responsible Officer with CE reference APL241. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-08 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-12-08 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-22 | 2022-12-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-22 | 2022-12-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-11-04 | 2009-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-11-04 | 2009-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-10-09 | 2009-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-10-09 | 2009-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-10-09 | 2009-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-10-09 | 2009-03-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-22 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-22 | 2008-09-29 |