Hiu Lam Lo
盧曉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Lam Lo (盧曉琳), a licensed Responsible Officer with CE reference APL937. Currently licensed at 1 firm(s): Goldlink Capital (Corporate Finance) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-10-06 | present |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-01-19 | 2021-03-11 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-28 | 2020-08-18 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | 2020-08-18 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-28 | 2020-08-18 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-20 | 2019-01-28 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-20 | 2019-01-28 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-20 | 2019-01-28 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-19 | 2018-08-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-19 | 2018-08-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-10-19 | 2018-08-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-07 | 2017-10-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-07 | 2017-10-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-07 | 2017-10-19 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-03 | 2012-11-09 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-03 | 2012-11-09 |