Dominic Tak Yan Tam
譚德仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Tak Yan Tam (譚德仁), a licensed former licensee with CE reference APL960. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-15 | 2023-04-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-17 | 2023-04-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-17 | 2023-04-01 |
| MCP Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2012-11-22 | 2014-10-29 |
| MCP Asset Management Company Limited | Rep | Type 9 — Asset management | 2012-11-22 | 2014-10-29 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2012-09-28 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2007-10-09 | 2012-09-28 |