Christopher John Albergo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Albergo, a licensed Responsible Officer with CE reference APN792. Currently licensed at 1 firm(s): KEC Capital Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 4 — Advising on securities | 2018-09-17 | present |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 — Asset management | 2018-09-17 | present |
| KEC Capital Company Limited 盛亨資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2018-09-17 |
| KEC Capital Company Limited 盛亨資本有限公司 |
Rep | Type 9 — Asset management | 2018-06-25 | 2018-09-17 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | 2017-01-24 | 2018-04-30 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-20 | 2018-04-30 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-20 | 2017-01-24 |
| Ion Pacific Limited | Rep | Type 1 — Dealing in securities | 2015-12-17 | 2016-06-16 |
| Ion Pacific Limited | Rep | Type 4 — Advising on securities | 2015-12-17 | 2016-06-16 |
| Ion Pacific Limited | Rep | Type 6 — Advising on corporate finance | 2015-12-17 | 2016-06-16 |
| Ion Pacific Limited | RO | Type 9 — Asset management | 2015-12-17 | 2016-06-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-29 | 2008-05-15 |