Margaret Wan Men Wong
黃蘊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Margaret Wan Men Wong (黃蘊文), a licensed Responsible Officer with CE reference APQ819. Currently licensed at 2 firm(s): Oshidori Securities Limited, Oshidori Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-26 | present |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-06 | present |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-27 | 2011-05-06 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-21 | 2008-10-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-21 | 2008-10-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-08 | 2008-10-07 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-17 | 2008-06-05 |