Li (SFC:APR952) Chen
陳莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:APR952) Chen (陳莉), a licensed former licensee with CE reference APR952. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-25 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-25 | 2008-12-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-09-25 | 2008-12-02 |