Chi Yung Chan
陳智勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yung Chan (陳智勇), a licensed former licensee with CE reference APR959. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-03 | 2025-08-06 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-03 | 2025-08-06 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 9 — Asset management | 2025-01-03 | 2025-08-06 |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-24 | 2024-02-01 |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-24 | 2024-02-01 |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-01 | 2017-12-15 |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-20 | 2017-12-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-12-22 | 2016-07-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-10 | 2016-07-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-10 | 2016-07-06 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-07-10 | 2016-07-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-24 | 2014-06-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-24 | 2014-06-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-02-24 | 2014-06-24 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-07-02 | 2014-02-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-16 | 2014-02-11 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-16 | 2014-02-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2012-03-27 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-02 | 2012-03-27 |