Yee Ping Lau
劉綺萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ping Lau (劉綺萍), a licensed former licensee with CE reference APS249. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-01 | 2017-05-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2014-07-25 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2014-07-25 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2010-07-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-05 | 2010-07-01 |