Karen Kin Ling Leung
梁健鈴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kin Ling Leung (梁健鈴), a licensed Representative with CE reference APS510. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-07-07 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-01-25 | 2014-04-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-10-08 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-10-08 | 2009-06-16 |