Lin (SFC:APU602) Ding
丁邻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:APU602) Ding (丁邻), a licensed former licensee with CE reference APU602. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-18 | 2016-01-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-18 | 2016-01-22 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-28 | 2014-12-08 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-11 | 2014-12-08 |