Lingyun Yuan
袁凌韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingyun Yuan (袁凌韵), a licensed former licensee with CE reference APU628. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-26 | 2025-04-23 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-26 | 2025-04-23 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-03 | 2025-04-23 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-08-01 | 2015-01-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-07-27 | 2011-06-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2010-07-27 | 2011-06-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-11 | 2010-06-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-11 | 2010-06-28 |