Wing Yip Ng
吳永業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yip Ng (吳永業), a licensed former licensee with CE reference APW472. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spring Securities Limited 泉湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-26 | 2024-07-03 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-28 | 2023-01-30 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2022-09-28 | 2023-01-30 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-26 | 2022-03-01 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-06 | 2021-07-26 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-10 | 2021-06-10 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-08 | 2021-06-10 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-06-08 | 2021-06-10 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2021-06-08 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-21 | 2021-06-08 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2019-03-08 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-19 | 2019-03-08 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-23 | 2008-12-08 |