Pauline Hor Yan Lau
劉可恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Hor Yan Lau (劉可恩), a licensed Representative with CE reference APW586. Currently licensed at 1 firm(s): Susquehanna Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Susquehanna Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2026-01-15 | present |
| Susquehanna Hong Kong Limited | Rep | Type 9 — Asset management | 2026-01-15 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-11 | 2025-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-11-01 | 2014-04-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-01 | 2010-09-06 |