Hermes Yue Ting Ku
顧宇廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hermes Yue Ting Ku (顧宇廷), a licensed former licensee with CE reference APX207. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2008-12-12 | 2010-03-01 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-12-12 | 2010-03-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-04 | 2008-01-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-01-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-01 | 2008-01-29 |