Alan Ka Lun Lee
李嘉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Lun Lee (李嘉倫), a licensed Representative with CE reference APY434. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-30 | present |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-12-21 | 2021-05-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-26 | 2017-12-21 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-05 | 2021-05-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-15 | 2021-05-31 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-15 | 2017-06-15 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-04-23 | 2021-02-28 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-18 | 2016-12-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-18 | 2016-12-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-21 | 2011-07-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-21 | 2011-07-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-31 | 2008-06-28 |