Jasper Chung Wong Liem
林宗煌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jasper Chung Wong Liem (林宗煌), a licensed Responsible Officer with CE reference APY809. Currently licensed at 1 firm(s): Zrich Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zrich Capital Limited 尊悅資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-29 | present |
| Zrich Capital Limited 尊悅資本有限公司 |
RO | Type 9 — Asset management | 2021-09-29 | present |
| Cornerstone Securities Limited 基石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2021-09-07 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 — Advising on securities | 2020-08-04 | 2021-09-07 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-28 | 2021-09-07 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-20 | 2019-11-28 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-10-09 | 2019-08-28 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2017-10-09 | 2019-08-28 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-27 | 2017-10-09 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2017-09-27 | 2017-10-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2017-09-24 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-15 | 2011-07-29 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2011-07-15 | 2017-09-24 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2011-07-03 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-16 | 2011-07-03 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-04-16 | 2011-07-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-07 | 2008-02-29 |