Hoi Yin Ng
吳凱燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yin Ng (吳凱燕), a licensed Representative with CE reference APZ135. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2015-03-26 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2015-03-26 | present |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-08 | 2009-03-17 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-08 | 2009-03-09 |