Ruolei Niu
牛若磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruolei Niu (牛若磊), a licensed former licensee with CE reference APZ539. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CG Partners Asset Management Co., Limited 同德資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-14 | 2017-05-10 |
| CG Partners Asset Management Co., Limited 同德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-07-14 | 2022-02-17 |
| CG Partners Asset Management Co., Limited 同德資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-01 | 2022-02-17 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-21 | 2015-07-03 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-08-08 | 2015-07-03 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-08-08 | 2015-07-03 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-11-13 | 2010-05-15 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-11-13 | 2010-05-15 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2007-11-13 | 2010-05-15 |