Ting (SFC:AQA120) Chen
陳婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting (SFC:AQA120) Chen (陳婷), a licensed former licensee with CE reference AQA120. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RRJ Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2021-06-21 | 2022-02-28 |
| RRJ Management (HK) Limited |
RO | Type 4 — Advising on securities | 2021-06-21 | 2022-02-28 |
| RRJ Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2013-05-31 | 2021-06-21 |
| RRJ Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2013-05-31 | 2021-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-15 | 2011-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-15 | 2011-09-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-20 | 2008-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-20 | 2008-07-18 |