Eric Christopher Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Christopher Lam ( ), a licensed former licensee with CE reference AQA564. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Volant Trading Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2011-12-09 | 2013-05-29 |
| Volant Trading Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2011-12-09 | 2013-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-02-28 | 2008-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-02-28 | 2008-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-02-28 | 2008-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-02-28 | 2008-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-11-26 | 2008-02-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-11-26 | 2008-02-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-26 | 2008-02-24 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-26 | 2008-02-24 |