Baoxi Lei
雷宝溪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baoxi Lei (雷宝溪), a licensed Representative with CE reference AQA678. Currently licensed at 1 firm(s): Crosby Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-16 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-16 | present |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-16 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-01 | 2017-11-07 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-09-04 | 2017-11-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-16 | 2017-11-07 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-16 | 2017-11-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-16 | 2017-11-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-07-16 | 2013-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-25 | 2012-03-27 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-11-23 | 2012-03-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-11-23 | 2012-03-27 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-23 | 2012-03-27 |