Tingting Gao
高婷婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingting Gao (高婷婷), a licensed Responsible Officer with CE reference AQC487. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-19 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-09-19 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-16 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-09 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2018-09-19 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-03-03 |