Lee Ping Ang
洪立彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Ping Ang (洪立彬), a licensed former licensee with CE reference AQD398. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-12 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-12 | 2012-08-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-01-07 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-01-07 | 2009-01-12 |