Yan Sze
施昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Sze (施昕), a licensed Responsible Officer with CE reference AQE201. Currently licensed at 1 firm(s): KPMG Corporate Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-11-27 | present |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-29 | 2023-11-27 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-12 | 2014-04-04 |
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-25 | 2010-12-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-16 | 2009-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-16 | 2009-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-16 | 2009-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-19 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-19 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-19 | 2009-01-15 |