Andrew Hao
郝立本
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Hao (郝立本), a licensed Representative with CE reference AQE517. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 — Dealing in securities | 2024-11-08 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2021-11-25 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 — Asset management | 2021-11-25 | present |
| Parantoux Capital Limited 藍藤資本有限公司 |
RO | Type 9 — Asset management | 2017-11-15 | 2020-07-15 |
| Parantoux Capital Limited 藍藤資本有限公司 |
Rep | Type 9 — Asset management | 2017-09-26 | 2017-11-15 |
| Sylebra Capital Limited | Rep | Type 9 — Asset management | 2014-02-04 | 2017-05-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2010-03-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-23 | 2010-03-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-20 | 2008-06-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-20 | 2008-06-19 |