Yen Ying Lu
呂彥穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Ying Lu (呂彥穎), a licensed Representative with CE reference AQF011. Currently licensed at 1 firm(s): Tybourne Capital Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tybourne Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2014-07-21 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-22 | 2014-06-19 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-22 | 2014-06-19 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-13 | 2014-06-19 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-07-28 | 2012-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-28 | 2012-12-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-28 | 2012-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-02 | 2012-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-02 | 2010-09-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-02 | 2010-09-20 |