Edward Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Wu ( ), a licensed former licensee with CE reference AQF070. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-27 | 2022-11-11 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-27 | 2022-11-11 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-12-28 | 2010-04-01 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-12-28 | 2010-04-01 |