Shuk Wa Summy Ngai
魏淑華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Wa Summy Ngai (魏淑華), a licensed former licensee with CE reference AQG751. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-18 | 2019-10-24 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-20 | 2017-12-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2017-01-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-03 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-03 | 2016-06-30 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2015-02-17 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2014-06-30 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2013-12-18 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-26 | 2013-12-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-16 | 2009-02-04 |