Pingping Wang
王平平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pingping Wang (王平平), a licensed former licensee with CE reference AQI580. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2024-06-27 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-27 | 2024-06-27 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2022-09-16 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-12 | 2022-09-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2020-03-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2020-03-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-05 | 2020-03-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-09-13 | 2016-08-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-22 | 2010-07-14 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-01-22 | 2010-07-14 |