Fung Ping Lo
羅峰平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Ping Lo (羅峰平), a licensed former licensee with CE reference AQI897. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2011-09-07 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-05 | 2011-09-07 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-05 | 2011-09-07 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-17 | 2011-07-20 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-17 | 2011-07-20 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-01-12 | 2009-04-14 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-01-12 | 2009-04-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2008-10-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-01-23 | 2008-10-30 |