Kai Yu Ho
何啟宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yu Ho (何啟宇), a licensed Responsible Officer with CE reference AQJ195. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-06 | present |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-06 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-30 | 2019-09-06 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-30 | 2019-09-06 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-23 | 2011-06-01 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-24 | 2011-06-01 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-15 | 2010-11-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2009-09-11 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2009-09-11 |