Philippe Marc Spielhofer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Marc Spielhofer ( ), a licensed former licensee with CE reference AQL674. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2015-09-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-17 | 2015-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-05-17 | 2015-09-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-17 | 2015-09-01 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-17 | 2015-09-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-05-17 | 2015-09-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-05-17 | 2015-09-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-05-17 | 2015-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-23 | 2011-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-23 | 2011-03-09 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2009-04-30 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2008-02-04 | 2009-04-30 |