Chi Haeng Lee
李志行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Haeng Lee (李志行), a licensed former licensee with CE reference AQM240. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-08 | 2015-09-22 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | 2013-07-08 | 2015-09-22 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2013-06-28 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2008-05-19 | 2013-06-28 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2008-05-19 | 2013-06-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-04-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-04-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-11 | 2008-04-16 |