Roger Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Lin ( ), a licensed former licensee with CE reference AQM243. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2008-09-08 | 2011-12-01 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2008-09-08 | 2011-12-01 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2008-08-12 | 2011-12-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-07-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-07-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-11 | 2008-07-16 |