Gabriel Jun Peng Ng
黃俊鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gabriel Jun Peng Ng (黃俊鵬), a licensed former licensee with CE reference AQN278. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2024-06-03 | 2024-06-07 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2024-06-03 | 2024-06-07 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2019-01-10 | 2021-08-02 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2019-01-10 | 2021-08-02 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2019-01-10 | 2021-08-02 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2016-05-20 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2016-05-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2010-11-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2010-11-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-02-25 | 2010-11-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-02-25 | 2010-11-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-02-25 | 2010-11-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-02-25 | 2010-11-08 |