Yang Bai
柏楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Bai (柏楊), a licensed Responsible Officer with CE reference AQO253. Currently licensed at 1 firm(s): Da Cheng International Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-09 | present |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | present |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-17 | present |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-18 | 2018-07-09 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-17 | 2018-04-18 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-26 | 2017-10-17 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-26 | 2017-10-17 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-26 | 2017-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-28 | 2015-10-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-28 | 2015-10-13 |