Bong Tae Lee
李鳳泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bong Tae Lee (李鳳泰), a licensed Representative with CE reference AQP646. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-30 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-15 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-15 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2017-06-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-13 | 2017-06-05 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2008-03-03 | 2008-12-10 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2008-03-03 | 2008-12-10 |