Chi Chuen Ling
凌智全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chuen Ling (凌智全), a licensed former licensee with CE reference AQQ128. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2010-02-19 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2010-02-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-06 | 2008-12-08 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-06 | 2008-12-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-06 | 2008-12-08 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-03-06 | 2008-12-08 |