Wai Chun (SFC:AQQ595) Lam
林偉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chun (SFC:AQQ595) Lam (林偉俊), a licensed former licensee with CE reference AQQ595. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-19 | 2024-09-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-19 | 2024-09-12 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-26 | 2012-12-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-04 | 2012-10-22 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-13 | 2010-03-22 |