Ning (SFC:AQR106) Wang
王宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AQR106) Wang (王宁), a licensed former licensee with CE reference AQR106. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-14 | 2019-04-30 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-14 | 2019-04-30 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-14 | 2019-04-30 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-24 | 2017-04-10 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-24 | 2017-04-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-01 | 2012-08-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-18 | 2012-08-24 |