Benjamin Man Fai Li
李民煇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Man Fai Li (李民煇), a licensed former licensee with CE reference AQT293. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-18 | 2012-12-14 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-20 | 2012-12-14 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-31 | 2009-05-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-31 | 2009-05-09 |