Kwok Hoi Au
區國凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hoi Au (區國凱), a licensed former licensee with CE reference AQV792. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-10 | 2011-12-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-10 | 2010-11-30 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-04-15 | 2009-03-05 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-15 | 2009-03-05 |