Hanting Chao
巢瀚婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanting Chao (巢瀚婷), a licensed Representative with CE reference AQW591. Currently licensed at 1 firm(s): Oaktree Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-11-28 | present |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-06-05 | 2024-11-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-07-05 | 2019-06-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-21 | 2008-11-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-04-21 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-21 | 2008-11-21 |