Siu Yin Tang
鄧少妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yin Tang (鄧少妍), a licensed former licensee with CE reference AQW614. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2019-08-31 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-29 | 2019-08-31 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-23 | 2010-04-22 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-02 | 2010-04-22 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-22 | 2008-11-01 |